Decision Making as Output and Bounded Rationality

  The classical economics theories proceed on the assumption of rational agents. Rationality implies the economic agents undertake actions or exercise choices based on the cost-benefit analysis they undertake. The assumption further posits that there exists no information asymmetry and thus the agent is aware of all the costs and benefits associated with the choice he or she has exercised. The behavioral school contested the decision stating the decisions in practice are often irrational. Implied there is a continuous departure from rationality. Rationality in the views of the behavioral school is more an exception to the norm rather a rule. The past posts have discussed the limitations of this view by the behavioral school. Economics has often posited rationality in the context in which the choices are exercised rather than theoretical abstract view of rational action. Rational action in theory seems to be grounded in zero restraint situation yet in practice, there are numerous restra

Recapitalization, Economy and Moral Hazard


The budget of FY 2020-21 is on the anvil. Incontestably, the Indian economy is performing below par. Without doubt, the Modi government has its task cut out in energising the animal spirits. Despite some contraction, there continues to exist a current account deficit. By almost all accounts, fiscal deficit is likely to breach the target. The high level of NPAs coupled with prospective NPAs are making banks reluctant to lend. Firms are saddled with high debt and thus unable to generate fresh investment. The reluctance of the banks to lend until existing balance sheets are cleaned is aggravating the problem. To add to the woes, is low capacity utilization thanks to lower aggregate demand. The NBFC collapse compounds the misery on the consumer lending front.  Partially, the decline in automobile sales is on account of contraction in lending by non-banking institutions.

In the backdrop, economists and industry experts have argued for the recapitalization plan for the banks, housing firms, and non-banking finance companies.  The government has come out with recapitalization plans more than once for public sector banks accompanied by mergers resulting in larger banks. There is also a plan announced for housing companies for recapitalization. Further there could be a possibility of similar bail out being offered for the non-banking finance institutions. Already, credit guarantee schemes for NBFCs are being put in place and banks are being encouraged to help NBFCs with respect to their stressed assets. Ostensibly, a fresh lease of life will resurrect the virtuous cycle of firm and consumer lending, in turn causing an uptick in consumption and investment.

Yet there is an element of moral hazard. This arises when an institution is allowed to abdicate or forgiven for the negative consequences of its business actions. Moreover, consequences are endured by someone else. If the firms realize, they will not be held responsible for their actions, some experts argue, it will set in motion a chain reaction resulting in ‘irresponsible’ behaviour on part of the firms. To many, the current crisis is on account of similar past government bail outs whenever the business was in crisis. A case in point is of Air India which continues to bleed. Every time it bleeds, fresh blood is given at somebody else’s expense rather than allowing it to die. The same might get repeated with public sector banks, non-banking companies, housing finance companies etc. The critics have definitely a valid argument.

To the government however, if the banks have to be privatized for instance, their valuations need to pick up and in the current environment, the valuations are unlikely to increase owing the large NPAs. Further the possibility of future NPAs weaken the valuations. For an enhancement in financial health, it is indispensable that governments plug-in more money into the banks so as to enable them tide over the crisis. The banks landed in the soup partly of their own making and partly of succumbing to the political pressures in the previous regime.

For the housing companies, who would raise money from buyers and use to same to start and operate multiple projects, many of which might remain incomplete, RERA has come a damper. The rotation of money across multiple projects is not happening and their past business practices is coming to haunt them. The non-banking financial institutions too are paying essentially for their past business practices wherein the bubble had to burst at some point of time.

The obvious question is should the government bail them out. For the government, it would be as in case of any decision, an exercise of cost-benefit analysis. At one level, the economy has to be revived, the growth has to hit close to double digits to reach the five trillion dollar mark as also to double the incomes of farmers and lower income groups. The investment has to rise accompanied by rise in consumption. The classic Keynesian fiscal multiplier has its limits. Keynesian prescriptions has saved the economy from blushes at the present but going forward, need structural reforms.  For investment to rise, lending has to increase and need recapitalization is essential. The Keynesian prescription of government driven recapitalization is something to be pondered about.  

The government actions are subject to the credibility enjoyed by the government. If the feeling pervades that government will bail out each time, then the credibility would shrink and government actions might in the long run backfire. The current government over the last five years has enjoyed credibility in terms of managing its fiscal deficit. The deficit despite tough times has managed to be in the projected bounds. Therefore, one instance of slippage might not be viewed as an adverse event. Secondly, the priority is to revive the economy and as such certain tough measures need to be taken. Loosening the fiscal purse as they say would not be a bad idea. In the given context, government recapitalizing the distressed financial sector would not seem a bad idea.

There is a possibility of the moral hazard, but current dynamics suggest it be given a go by for the moment in the larger interest of the economy. The costs of pursuing bad cop strategy might be a difficult proposition when confronted with economic failures. Yet the government should not give unconditional licence in the context of recapitalization. It should be seen as an exception and conditions must be attached.  There has been long debated option for creating ‘bad bank’ to buy up stressed assets but the progress has been scanty. ARCIL has been a pioneer but there needs to be more done on the said regard. To the RBI focused on inflation targeting, allowing easy liquidity implies lowering interest rates, thus a prospective rise in inflation, there are no easy choices to be made.

In the current environment, the government has to exercise some tough choices and the moral hazard can be side-lined for the moment. The procrastination principle might be in handy for short term redressing of the problems accompanied by long term protection measures to ensure credibility retention.

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