Decision Making as Output and Bounded Rationality

  The classical economics theories proceed on the assumption of rational agents. Rationality implies the economic agents undertake actions or exercise choices based on the cost-benefit analysis they undertake. The assumption further posits that there exists no information asymmetry and thus the agent is aware of all the costs and benefits associated with the choice he or she has exercised. The behavioral school contested the decision stating the decisions in practice are often irrational. Implied there is a continuous departure from rationality. Rationality in the views of the behavioral school is more an exception to the norm rather a rule. The past posts have discussed the limitations of this view by the behavioral school. Economics has often posited rationality in the context in which the choices are exercised rather than theoretical abstract view of rational action. Rational action in theory seems to be grounded in zero restraint situation yet in practice, there are numerous restra

Institutional Disruption and Economic Downturn


The budget documents have gone into print and all eyes are on Nirmala Sitaraman as she presents the Annual Budget for 2020-21 in the Lok Sabha on Feb 1. To state her task is arduous is perhaps an understatement. By most accounts, the budget of 2019-20 was let down in operational terms given the timing of the budget. The government fresh from an unprecedented election victory would have pressed for radical reforms but chose to state the vision without any corresponding reformist measures. Despite economic announcements, more of corrective response to economic happenings, doubts prevailed over the efficacy of the economic handling. To add to the woes, there was a sharp downturn with the GDP/GVA experiencing an abating growth for six consecutive quarters. Perceptibly, India’s economic woes were presumed to be its own creation despite global headwinds. As a matter of fact, the significant headwinds across the globe do not seem to be reaction to one single large crisis but to host of micro-factors arising in different parts. Despite the tendency to view in isolation, the answers must be found through an examination of institutional disruptions in the economic super structure.

Dr. Arvind Virmani, senior economist and former Chief Economic Advisor posits a ‘J’ curve of institutional change that perhaps lie at the roots of the downturn. ‘J’ curve has its counterparts in balance of payments and exchange rate models as also in political stability models. The same is being adopted in decoding the economic trajectory post reforms. The series of structural changes in economic sphere is expected to have time lag before the establishment of new equilibrium. The new equilibrium will set in process virtuous cycle of growth, yet the transition will witness the pain thus the growth trajectory resembling the alphabet ‘J’.

Humans being social animals naturally generate interactions materialising in political, social and economic domains. Unbounded interactions with prospective negative externalities of increasing returns compel formal or informal structuring. Informal structures predicate local environment yet the increasing enforcement costs at scale demand construction of formal structures.  Institutions are therefore those structures that perform constraining role in human political, social and economic interactions. With passage of time, institutions and interactions, formal or informal converge towards an equilibrium that perhaps lasts for years. Disruptions in institutional structures and boundaries ricochet with some significant penalties at least in the short run. 

For decades, Indian economy is an amalgamation of both formal and informal sectors, white and black with large shades of grey in between. Contrary to perception, informal sector is bound by formal rules, yet the presence of transaction costs enables it to rein away from the governmental control.  The informal away from taxes drives the black economy model and a part outcome of government-economic trade-off. There was certain willingness one the part of the state to overlook black economy model, a trade-off for political support and financing (which remains opaque). The complexity of Indian economy and underneath structures create complications in monitoring and enforcement thus higher costs relative to benefits.  UPA-II was perhaps a tipping point with covert and overt regulatory capture witnessing a backlash. The counter reaction manifested in seeking judicial remedies and political agitation disguised as non-political citizen driven protest.

Post 2014, both judicial, executive and legislative interventions sought to end black economy and seek merging the same with the white economy. The demonetization of Nov 2016, Black Money Act, movement towards digital transactions manifested a nudge to integrate in the formal structure. Contrary to expectations, integration is not instantaneous but a continuum. However, the interim does impose economically induced creative destruction with economic consequences.   Besides, any movement towards formal structures necessitate navigating the corridor of human ingenuity. The shifting terrain of the Indian economic structure is perchance impeding the growth trajectory.

However, rather than a single disruption, it is a series of disruptions that seem to generate aggregative effect in being a speed breaker for the growth trajectory. The introduction of Goods and Service Tax (GST) disrupted the tax models that preponderated the Indian economy at least since Independence. Notwithstanding the movement towards a common and single indirect tax regime, the complexities were perhaps underestimated to some extent. It is no doubt praiseworthy to roll out a tax system without significant increase in inflation contrary to experiences in countries like Australia etc. The regime has to evolve with a learning curve of price elasticity of demand with respect to changing taxes for thousands of goods. It is virtually impossible the same without trial and error method and hence multiple rate approach was followed. The low hanging fruit was fixing the rate closest to the existing rate seemed natural adoption. The subsequent changes are indicating a movement towards a simpler GST but the time lag for the same is manifesting in the lower growth rates.  Yet, given the levels of low core inflation both CPI and WPI doesn’t point out towards complexity and price rise owing to GST as cause of low growth.

Despite agricultural growth emerging in sectors like animal husbandry and non-crop based agriculture rather than conventional crop based, the policies are designed towards the latter. The detailed analysis of agriculture challenges and food inflations can be found in the piece ‘Solving the Food Inflation Puzzle’. Suffice to say, the disruptions seem to add to decline in the growth rate.

Similarly digital disruptions are calling into question the mechanism of GDP computations in the digital age, a discussion of which is found in ‘Why it is Important to Evolve New Models in Recording GDP’.  Digitalization generates output saving, increases consumer surplus but low prices skew the contribution to GDP given the current methodology of the same.

The rise of ‘phone-a-call banking’ during UPA-I and II, a colloquialism for lending loans to favoured constituents on call from their benefactors in Delhi was lead indicator for the prospective consequences. Post 2014, the stricter norms for classifying NPAs, banks’ insistence of recovery of old loans, reluctance to lend new loans for varying reasons caused a twin balance sheet crisis for the corporates besides significantly eroding business confidence. The banks saddles with NPAs enforced stricter norms of lending, firms with high debt on their balance sheet could not roll over those loans and worse deprived of fresh loans, ensured investment take some hit.

The introduction of Insolvency and Bankruptcy Code was designed to create smooth exit. Yet for many Indian firms and business families, this created a situation unheard of. They were forced to let go of their family silver in the inability to repay loans. While the exit policy, the India’s equivalent of Chapter XI, was sound in intentions and practices, for many this meant the breakdown of the customary order preferring the status quo. There is a resigned acceptance of the same and there are bound to be lag effects before the reality sinks in on the new business frames in place.

Beyond doubt, the omerta code in business interactions has been significantly disrupted generated shockwaves before the establishment of the new equilibrium.  Dr. Virmani’s ‘J’ curve thesis is perhaps theoretical explanation of this disruption. The remedies must be in alignment in addressing these root issues. To add the unintended consequences of rights based legislative interventions in social interactions introduced during UPA I and II are beginning to be felt. The disruption in time-honoured silhouette of adherence to omerta code of society, economy and politics is creating the economic repercussions. There is bound to be time lag before entropy gives way to the steady state.

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