Decision Making as Output and Bounded Rationality

  The classical economics theories proceed on the assumption of rational agents. Rationality implies the economic agents undertake actions or exercise choices based on the cost-benefit analysis they undertake. The assumption further posits that there exists no information asymmetry and thus the agent is aware of all the costs and benefits associated with the choice he or she has exercised. The behavioral school contested the decision stating the decisions in practice are often irrational. Implied there is a continuous departure from rationality. Rationality in the views of the behavioral school is more an exception to the norm rather a rule. The past posts have discussed the limitations of this view by the behavioral school. Economics has often posited rationality in the context in which the choices are exercised rather than theoretical abstract view of rational action. Rational action in theory seems to be grounded in zero restraint situation yet in practice, there are numerous restra

David vs Goliath, Big Tech and Schumpeter


In technology industries, often the incumbent seeks to see off the challenges through an attempted blockage of technological progress. The radio industry led the top down development of television industry as visual extension of radio rather than an alternate medium thus hindering its progress for more than half a century. FM radio was literally crushed before it re-emerged in different context at a very different point of time. The crime of FM radio was given its inherent advantage over AM radio, it would have cannibalized the later. The AM radio industry had made significant legacy investment which would have gone begging. To protect their legacy investment against a raging Schumpeter they killed the FM industry or almost so.  The history of such technological battles for supremacy is replete with instances.

In 1876, Western Union, ‘misused’ its monopoly in telegraphy, to ensure its candidate Rutherford Hayes get elected as President of United States of America. In fact, one can term as first instance of misuse of today what is termed as net neutrality. To advocates of non-neutrality of net, this must be an eye-opener. It initially ignored the telephone industry. Yet it began to have second thoughts and reversed course. Telephone industry in its infancy revolved around two competing prototypes one developed by Alexander Graham Bell and another by Thomas Alva Edison. Using the Edison prototypes, Western Union waged an all-out battle against Alexander Graham Bell and his team.  TO Western Union, telephone was not an independent invention but a supplement to telegraphy. They believed telephone would be short distance communication while they might maintain the monopoly on long distance telegraphy. Therefore, their endeavors centered on supplementing telephones to telegraph rather than cannibalizing the former.  As noted above, the same process ages later was adopted to counteract television. Coming back to Bell- Edison battles, it was to borrow from Taleb, black swan event of attempted hostile takeover of Western Union that made it abandon the plans. Faced with existential threat through a hostile acquisition, Western Union gave up its rights on telephone to Bell with the guarantee that the latter would not challenge its monopoly in the telegraph industry.

In the late 1890s and early 1900s, US telecom industry, Bell Telephony (later AT&T), emerged dominant. However in the countryside, many ‘independents’ mainly local farmers and entrepreneurs used the telephone technology to cater to the vast under-populated countryside. So Bell having achieved victory over a Goliath like Western Union had to contend with these ‘independents’ who might be termed the forerunners of the contemporary social media.  In the contemporary era, high access fees for spectrum allocation, distribution infrastructure, land acquisition, might seem high barriers of entry in telecom industry. Yet, to these ‘independents’ set up their easy and cost effective facilities by running simple galvanized wires over poles erected on the fences of the farm thus developing rudimentary forms of telecom network (not unlike the development of India’s cable television network). Their varied usage as tool of mass entertainment also laid the foundations for the radio industry. Around this time, AT&T was facing anti-trust pressures. Those were the days were the US government was going big on trust busting. AT&T’s Theodore Vail responded by submitting AT&T to government oversight, telecom network being treated as common carrier, allowing interconnection between the ‘independent’ networks and Bell telecom infrastructure.  The Kingsbury Commitment created numerous localized ‘benevolent monopolies’ in telecom industry. In other words, telecom service providers allowed themselves to government oversight, would charge relatively lower prices with the trade –off being able to get a localized monopoly. Prima facie, it appeared great victory for consumer welfare yet, in the mid the long run, a retrospective impact on industry innovation was perhaps substantial. Incumbency success implied downward spiral in innovation.    

Radio industry, rather than software and content driven was embedded on the foundation of hardware. Sale of radio sets determined the revenues for radio stations. RCA owned the radio patents thus facilitating it setting up NBC. Within a short time, the revenue models saw a shift from emphasizing sale of radio sets to advertisements. In a series of legal battles, David Sarnoff (Sarnoff) of RCA unseated AT&T to emerge as undisputed king of the Amplitude Modulated (AM) radio industry. The Schumpeterian disruption however emerged internally. FM was sought to be developed by Sarnoff and team to iron out inefficiencies in AM. When Frequency Modulated (FM) radio endangered AM driven network, Sarnoff opening multiple fronts ensured FM remain confined to the periphery.  A byproduct besides the demise of numerous ‘independents’ was the tragic suicide of Edwin Armstrong, the founder of FM Radio.

Sarnoff fashioned radio industry into a vertically integrated eco-system with RCA monopolizing radio sets NBC-CBS duo controlling radio station network. Later, with radio becoming susceptible to television, Sarnoff lobbied successfully with the regulators to ban what he termed as ‘untested’ and ‘unproven’ television technology till such time it was proved reliable. Ironically, in the sanctuary of free market economy, the government was entrusted to decide when a product or technology might be ready for sale. Furthermore, regulatory capture, deep financial resources, denial of financial investment to independent developers, all aided Sarnoff to shape a ‘neutered’ television industry without unsettling the nucleus of the radio network. Only decades later, was Ted Turner able to overwhelm the terrestrial television model with the launch of CNN. The cable television network incidentally created its own version of status quo and the current American lock-in of television channels ironically lie in the roots of earlier triumph over the status quo.

One can note a pattern in the modus operandi of the instances cited above. Each industry in its infancy creates fragmentation with numerous players. However, the intrinsic characteristics of the industry lead to a shakeout thus leaving the field for a few to dominate the business topography. In industries entrenched with network externalities, this might be a natural path to monopoly. The industry consolidation often has state support. Geopolitics and geo-economics too determine the legislative embedded state sanction for industry consolidation and emergence of oligopoly and monopoly.  These executive actions which facilitate and sustain monopolies face the forces of the market over a long period of time. There are new Schumpeterian disruptors on the wings waiting to arise. Once born, these disruptors end up imperiling the status quo leading to long wars of attrition. The wars of attrition might not end up in certain pattern of victory. There are times when Goliath wins with active state connivance. However, when there is a triumph of David however pyrrhic it might turn out to be, there is drastic shakeout of the industry super and sub structures.  Yet in course of time David becomes the new Goliath repeating the same cycle. Constant victories by David assure Schumpeterian growth, Goliathian victories a long age of incremental innovation just sufficient to sustain their dominance. Contemporary big tech battles therefore did not originate in a vacuum but constitute an element of a continuum.

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